Fund director with an eagle eye on risk and governance

Risk and Compliance eye

  • ML/TF risk appetite definition and monitoring
  • risk management elements to be implemented by IFM
  • marketing and distribution: suitability challenges and ML/TF risk management in multi-level distribution chains

FundDO expert is excellent in covering governance duties

  • oversight of Investment Fund Manager, oversight of its delegate monitoring
  • asset due diligence and asset ML/TF rating methodology in collaboration with RC, Investment Fund Manager and Investment Manager
  • AML/CTF Board function of RR (responsable du respect des obligations), contract and processes with RC, AIFM and transfer agent